Thursday, January 16, 2014

Monday, December 9, 2013

Securities Industry Alert 2013-1 has been Rescinded!

RESCINDED December 9, 2013: As a result of inquiries the Department has received, the Department is rescinding this Alert until further notice in order to work with the industry on issues that have come to the Department's attention subsequent to the issuance of this Alert.

Tuesday, December 3, 2013

Securities Industry Alert - Initial and Renewal Mutual Fund Notice Filing Must be Submitted Electronically!

Effective January 1, 2014, the Department of Business Regulation will require all Mutual Fund Notice Filings be submitted electronically. To view Securities Industry Alert 2013-1, click here

Monday, November 25, 2013

Consumer Alert - Donations to Support the Philippine Super Typhoon Relief Efforts

The Department has issued a Consumer Alert regarding donations to Philippine Typhoon relief organizations. A copy of this alert can be accessed here.

Friday, July 12, 2013

Announcement - Liquor Stores are Now Permitted to Open at 10 a.m. on Sundays.

Announcement – Liquor Stores Now Permitted to Open at 10 a.m. on Sundays

Rhode Island Governor Lincoln D. Chafee signed a bill today that will permit liquor stores in the state to open at 10 a.m. on Sundays.  This law will be effective immediately.  A copy of this announcement can be accessed here at: Sunday Liquor Announcement